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ICMA SOFQ Exam Syllabus Topics:

TopicDetails
Topic 1
  • Identify fundamentals of trade management, including repo and securities lending & borrowing transactions
  • Trade Capture and Confirmation
Topic 2
  • Role of Client Onboarding
  • An Introduction to International Securities
  • Recognise and identify corporate actions
Topic 3
  • Identify and understand the roles of the major securities market participants
  • Trading Paradigms: Flow and Proprietary Trading
Topic 4
  • Central and Bilateral Clearing Systems
  • Recognise the primary components of the securities trade life-cycle

Reference: https://www.icmagroup.org/executive-education/courses/securities-operations-foundation-qualification-sofq-3/

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